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The Carbon-Based Evolutionary Theory (CBET)

Submitted:

28 October 2024

Posted:

29 October 2024

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Abstract
Why did simple carbon-based materials (CBMs) on Earth evolve into complex, orderly, and diverse life and societies? Extensive research has yet to explicitly and comprehensively answer this fundamental question in science. Here we propose the Carbon-Based Evolutionary Theory (CBET), which could offer the first explicit and holistic answer to this question. CBET meticulously integrates numerous factors critical to evolution from a bird's-eye view using mathematical logic and the novel terms of eight hierarchies of CBMs. The integration reveals three mechanisms: the driving force mechanism, the structure-function mechanism, and the natural selection mechanism, which hierarchically escalates the complexity of CBMs, increases the abundance, diversity, and orderliness of complex CBMs, and leads to chemical, biological, and social evolution of CBMs. CBET clarifies the intricate relationships among materials, energy, structures, functions, and orderliness and uncovers the natural roots of multiple crucial social notions, such as the balance between inclusiveness and competition and the balance between selfishness and altruism. CBET bridges the natural and social sciences and advocates for the balanced, harmonious, and peaceful development of human societies.
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This image suggests that the synergy of three mechanisms dictates chemical, biological, and social evolution. The three mechanisms include natural selection and two other enigmatic mechanisms revealed by this article.
Why did simple carbon-based materials (CBMs) on Earth evolve into complex, orderly, and diverse organisms and social organizations? Extensive research in physics, chemistry, and biology has yet to explicitly and comprehensively answer this fundamental question in science1−15. For instance, physics' answers are often inexplicit because they mainly rely on certain elusive and abstract concepts associated with entropy, such as negative entropy, the theory of dissipative structures, and the maximum entropy hypothesis2−4. Chemistry's answers focus on the concept of chemical evolution5−13, which cannot address biological evolution and social evolution. Biology's answers have moved from Darwin's theory of natural selection to its updated version, the Modern Synthesis. Darwin's definition of natural selection as “survival of the fittest” is literally confusing because some individuals less fit can also survive. The Modern Synthesis reinforces the importance of natural selection and reinterprets natural selection as gradual changes in gene frequencies of populations because those individuals carrying adaptive mutations are more reproductively successful14. While these two biological theories can well explain many evolutionary phenomena, they can explain neither macroevolutionary issues (e.g., the origin of life) nor social evolution, which emphasizes both competition and inclusiveness, both selfishness and altruism, and both conflicts and collaboration15. Here we propose the Carbon-Based Evolutionary Theory (CBET), aiming to provide an explicit, evidence-based, and holistic explanation for the mechanisms of the whole evolution of CBMs on Earth.

1. Methods and definitions

CBET does not contain any new principle or hypothesis in physics, chemistry, biology, or social sciences. CBET is reasoned through the integration of diverse well-established principles and knowledge of physics, chemistry, biology, and social sciences, and the integration is based on the following definitions.
Driving force: the energy-associated power that makes a specific change.
Mechanism: the reason for the change of things.
Carbon-containing molecules (CCMs): those molecules containing carbon atoms.
CBMs: those substances in which carbon atoms play a major role at the atomic level. CBMs are classified into the following eight hierarchies.
H0-CBMs: carbon atoms.
H1-CBMs: small CCMs, such as CH4, CO2, and HCN.
H2-CBMs: middle CCMs, such as lysine and glucose.
H3-CBMs: large CCMs, such as proteins and nucleic acids.
H4-CBMs: individual cells, such as bacteria and composed of numerous H3-CBMs and other molecules with internal collaboration.
H5-CBMs: multicellular organisms, such as pines and rabbits.
H6-CBMs: social groups with only one hierarchy in management, such as ant colonies, bee colonies, and many small companies, which are composed of some animal or human individuals that closely cooperate for the social groups with different duties for the social groups.
H7-CBMs: human social groups that have multiple hierarchies in management, and low-hierarchy social groups closely cooperate with different duties for high-hierarchy social groups. Universities, armies, and countries are examples of H7-CBMs.
High-hierarchy CBMs (HHCBMs) and low-hierarchy CBMs (LHCBMs) are defined by comparing their hierarchies. For instance, H4-CBMs are HHCBMs compared to H3-CBMs, but they are LHCBMs compared to H5-CBMs.
Simple CBMs and complex CBMs are defined by comparing their structural complexity. For instance, eukaryotic paramecia are complex CBMs compared to prokaryotic staphylococci, but they are simple CBMs compared with multi-cellular ants.
Multi-molecule aggregates (MMAs): phospholipid bilayers, virions, ribosomes, chloroplasts, and other relatively stable structures composed of multiple H3-CBMs with or without other molecules.
Notably, no clear lines separate the above CBM hierarchies. For instance, some peptides are between H2-CBMs and H3-CBMs, some MMAs are between H3-CBMs and H4-CBMs, and lion groups are between H5-CBMs and H6-CBMs.
The closely cooperative social groups of H6-CBMs and H7-CBMs can be viewed as superorganisms16, while multicellular organisms and unicellular can be viewed as social groups of cells and molecules, respectively.
Chemical evolution: the evolution from small CCMs to middle and large CCMs, or from H1-CBMs to H2-CBMs and H3-CBMs.
Biological evolution: the origin and evolution of life, namely H4-CBMs and H5-CBMs.
Social evolution: the origin and evolution of animal or human social groups, namely H6-CBMs and H7-CBMs.
The overall performance of the formation and maintenance (OPFM) of a CBM: the holistic or general ability for the CBM to be formed and maintained.
Autocatalysis or allocatalysis: the catalysis of a molecule catalyzing the synthesis or degradation of itself (autocatalysis) or other molecules (allocatalysis).

2. Results

2.1. The Driving Force Mechanism

2.1.1. Origin of the Driving Force Mechanism

With the restrictions of certain structural or functional features of a car, the energy derived from fuel constitutes the driving force of the running of the car. Similarly, as detailed below in Section 2.1.2 and outlined in Figure 1, with the restrictions of certain structural or functional features of the relevant CBMs, some energy on Earth constitutes the driving force of the evolution of CBMs, namely the energy-associated power that forms and degrades complex CBMs.

2.1.2. Effects of the Driving Force Mechanism

(1) Formation of H2-CBMs. Earth possesses abundant energy sources, including sunlight, lightning, geothermal energy, volcanic activity, fires, water currents, wind, and the decomposition of organic matter17. The energy released from these sources is adjusted by the extensive water, which amounts to approximately 1.35×1018 tons, as well as the atmosphere, which is over 1,000 km thick, on Earth17. The adjustment helps to maintain a moderate, widespread, and persistent distribution of energy on Earth and renders Earth a rare habitable planet20. Under the second law of thermodynamics21, many H1-CBMs, such as CH4, CO2, and HCN, and other substances (e.g., H2O) on Earth spontaneously absorb heat from these heat sources. Chemically, the absorbed heat energy and some features of H1-CBMs constitute the driving force to transform many H1-CBMs into diverse distinct H2-CBMs through heat-absorbing organic synthesis reactions5−13. The prebiotic chemical synthesis of various H2-CBMs, such as amino acids, nucleotides, and monosaccharaides, has been experimentally validated in laboratories5−13, and supported by the fact that myriad distinct H2-CBMs have been identified from meteorites22. Some features of certain H1-CBMs, such as the reactivity of CO2 with H2O and the reactivity of CH42 with NH3, are critical for the formation of H2-CBMs.
(2) Formation of H3-CBMs. Many H2-CBMs generated through the above processes can further spontaneously absorb heat under the second law of thermodynamics from abundant heat sources on Earth. Chemically, the absorbed heat energy and some features of H2-CBMs, such as the one that some H2-CBMs have two or more active function groups, constitute the driving force to transform many H2-CBMs into myriad distinct H3-CBMs through heat-absorbing organic chemical reactions. Studies have shown that high pressure, certain inorganic molecules like boric acids, and certain H2-CBMs, such as N-phosphoryl amino acids, can facilitate the abiotic synthesis of some H3-CBMs, like proteins, nucleic acids, and lipids5−7,9−14,18.
Among all atoms, only carbon atoms can serve as the backbone to bond with other atoms, such as hydrogen, oxygen, nitrogen, sulfur, phosphorus, halogens, metals, and various functional groups, to form long, complex, and water-soluble large molecules18, which are essential for the construction of organisms. Consequently, only CBMs have the potential to naturally evolve from simple structures into life18.
(3) Formation of H4-CBMs. The myriad H3-CBMs, such as proteins, nucleic acids, and lipids, generated through the above processes, along with other materials (e.g., H2O, H1-CBMs, and H2-CBMs), can form diverse MMAs. In physics and chemistry, the energy provided by the wind, rain, lightning, and solar evaporation5,9−12 and some features of H3-CBMs, such as the interaction among certain proteins through hydrogen bonds, constitute the driving force for the formation of myriad MMAs. A very few MMAs that emerged occasionally can actively absorb water, organic molecules, and energy to construct or reproduce themselves. The emergence of these MMAs represented the origin of life or the first batch of H4-CBMs. The energy, which is supplied under the laws of physics and chemistry, is critical to the formation and maintenance of H4-CBMs, which involve energy-absorbing synthesis of diverse H3-CBMs. Meanwhile, some features of certain H3-CBMs, such as the function of nucleic acids in storing genetic information and the catalysis activity of many proteins, are critical for the formation of H4-CBMs. Therefore, energy and some features of diverse H3-CBMs constitute the driving force of the formation of H4-CBMs, which, for example, is embodied in the exponential growth of Escherichia coli cultured in broth within a warm incubator. The first generations of H4-CBMs might originate at sea beds near hydrothermal vents in the ocean23. One of these H4-CBMs survived natural selection and became the Last Universal Common Ancestor (LUCA) of all living things. LUCA could possess hundreds of genes24. The experiments on the abiotic synthesis of viruses and H4-CBMs have been successful, which support the possible abiogenesis of LUCA from extremely vast MMAs25,26, although the precise steps by which LUCA originated, particularly the ones involving the origin of codons for protein synthesis27, remains unknown.
(4) Formation of H5-CBMs. The reproduction of H4-CBMs is usually variable, and hence myriad variants of prokaryotic H4-CBMs could accumulate on Earth in billions of years. Some variants became eukaryotic H4-CBMs, which are also variable, during the early Proterozoic eon14,28. Myriad variants of eukaryotic H4-CBMs could accumulate on Earth in the following hundreds of million years. Then, some variants of H4-CBMs became eukaryotic multicellular organisms (H5-CBMs) during the middle Proterozoic eon14,29. Energy supply under the laws of physics and chemistry is critical to the formation and maintenance of H5-CBMs. For instance, energy-absorbing organic synthesis reactions and many energy-consuming physical movements are essential for fertilized eggs and related materials to develop into adult elephants and other H5-CBMs. Glacial cold periods with less energy on Earth can lead to mass extinction of H5-CBMs. The combination of energy and some features of the relevant H4-CBMs (i.e., individual cells, such as the fertilized eggs of elephants or trees) can act as the driving force for the formation of adult elephants, trees, and other multicellular H5-CBMs in proper environments. The driving force is embodied in the spring and summer, when many plants sprout and grow vigorously. It is also embodied in the tropical rainforest, which is rich in the diversity of animals and plants.
(5) Formation of H6-CBMs. Multicellular animals possibly emerged on Earth 800 million years ago30. Possibly 100 million years ago, some insects established their social groups (H6-CBMs)31. Sociality is widespread in Hymenoptera (ants, bees, and wasps), Blattodea (termites), and Hemiptera (aphids)16,32,33. A typical animal social collective has a queen and a few reproductive males, who take on the roles of the sole reproducers, and other individuals act as soldiers and workers who collaborate to create a living situation favorable for the brood. Some small companies can also be taken as H6-CBMs. Energy supply is critical to the formation and maintenance of H6-CBMs. For instance, the chemical energy stored in honey collected by honeybees is crucial for honeybee colonies, supporting their survival, flight, heat production, and reproduction. Meanwhile, some features or functions of the relevant animals, such as their complexity in gene regulation, chemical communications, and internal collaboration determine their approaches of energy consumption, which constitute the power for establishing social groups31−34. For example, during the swarming of honeybees, the old queen bee leaves the hive with a group of worker bees to establish a new colony. This swarm will settle in a new location, and the old queen will begin laying eggs to start the new hive. In the original hive, the first new queen to emerge usually kills or expels other queen larvae to become the sole queen. Once the queen starts laying eggs, the colony stabilizes, with workers continuing to forage, nurse larvae, and maintain the nest. Energy and some features of humans, such as high intelligence, language and written communication, knowledge accumulation, and collaboration capabilities, also offer humans a driving force for forming some H6-CBMs, such as small companies or sport teams.
(6) Formation of H7-CBMs. H7-CBMs are human social groups that have multiple hierarchies in management. Supply of energy associated with food, hydropower, animal power, human power, coal, electricity, nuclear energy, and/or solar energy is essential for the formation of H7-CBMs. Some features of certain human social groups, such as the advanced technologies and management systems of some companies with a strong willing to expand their groups, also participate in the driving force for establishing human social groups at higher hierarchies.
(7) Degradation of complex CBMs. Due to certain structural and functional features of CBMs, such as that carbon-carbon bonds are relatively fragile, the energy from fires, collisions, radiation, and other sources can degrade some complex CBMs14,15,18. Sometimes the energy of asteroid collision and volcanism can directly or indirectly lead to mass extinctions of complex CBMs14. The degradation process usually releases energy (Figure 1). Complex CBMs can be established hierarchy by hierarchy, and they can be directly degraded into CBMs one or more hierarchies lower (Figure 1). For instance, a living grass can be directly decomposed into molecules and atoms in a steelmaking furnace.

2.1.3. Repeated Cycles of the Formation and Degradation of Complex CBMs

The degraded complex CBMs and some other materials can form new complex CBMs under the driving force mechanism again. This leads to repeated cycles of the formation and degradation of complex CBMs. The repeated cycles align with the carbon cycling on Earth, which influences the carbon contents in the atmosphere, land, oceans, biosphere, and human society18,37. The CBMs in these repeated cycles hold the following two features.
(1) Variability. Regenerated complex CBMs often exhibit some structural changes, which exhibit myriad possibilities. Consequently, myriad distinct complex CBMs, from H2-CBMs to H7-CBMs, have been produced naturally.
(2) Relative stability. For example, some proteins have been well preserved in fossils for millions of years35, and various H2-CBMs could have been preserved billions of years in meteorites36, and humans can typically live for decades.
The repeated cycles of the formation and degradation of H4-CBMs and H5-CBMs involve the formation and degradation of many H2-CBMs and H3-CBMs. Consequently, biological evolution is the natural extension of chemical evolution.
The repeated cycles of the formation and degradation of H6-CBMs and H7-CBMs involve the birth and death of cells and animal individuals within H6-CBMs or H7-CBMs. Consequently, social evolution is the natural extension of biological evolution.

2.2. The Structure-Function Mechanism

2.2.1. Origin of the Structure-Function Mechanism

Fact 1: The hierarchical escalation of the complexity of CBMs arising from the driving force mechanism can generate new functions that LHCBMs do not have. For instance, bird cells cannot fly, but birds can. This aligns with the core principle of systems theory: the whole is greater than the sum of its parts38. Consequently, energy and some features of certain LHCBMs can act as the driving force to transform the LHCBMs and other materials into HH-CBMs, and in turn, the transformation itself can generate new functions to aid or hinder the transformation and the maintenance of the HHCBMs. For instance, energy and some features (e.g., strong and skillful in playing basketball) of a group of individuals can drive their transformation into a basketball team, and in turn, the establishment of the team can generate new functions, such as winning games and securing sponsorships, which support the team's sustainability.
Fact 2: During the repeated cycles of the formation and degradation of HHCBMs, some HHCBMs can acquire new functions due to their structural changes in the cycles. For instance, genomic mutations can alter the running speeds of goats, the chemical communication within insect colonies, and the intelligence of humans.
The above two facts stem from the logic that structural changes can lead to new functions. They constitute the structure-function mechanism of the evolution of CBMs, which generates some new functions that can be beneficial, harmful, or neutral to the formation and maintenance of CBMs from H2-CBMs to H7-CBMs. Many features of relevant CBMs mentioned in Figure 1 are generated through this mechanism, as elucidated below.

2.2.2. Effects of the Structure-Function Mechanism

Many H2-CBMs obtain novel functions through the structure-function mechanism. Some H2-CBMs, such as glucose and adenosine triphosphate, can store energy. Some H2-CBMs can catalyze certain chemical reactions8,9,39−41, including the synthesis of diverse chiral compounds. Some H2-CBMs have two or more active function groups and can thus be polymerized. Many H2-CBMs (e.g., gentamicin and metformin) have the effects to cure human diseases, which cannot be cured by H1-CBMs, and they are thus beneficial to the maintenance of the H5-CBMs of humans. Meanwhile, certain structural changes of H2-CBMs can significantly change the functions of the H2-CBMs, which have been applied frequently in drug optimization.
Many H3-CBMs obtain novel functions through the structure-function mechanism. Some proteins have the functions of ion channels. Many proteins can catalyze the synthesis of certain H2-CBMs or H3-CBMs. The H3-CBMs of nucleic acids (DNA or RNA) can serve as the template to direct the precise synthesis of DNA and RNA. The H3-CBMs of phospholipids are amphiphilic molecules and can thus self-assemble into a barrier-like bilayer. The H3-CBMs of many antibodies can block the infections of viruses. These functions of H3-CMBs cannot be realized by the H2-CBMs that form the relevant H3-CBMs. Meanwhile, certain structural changes of H3-CBMs (e.g., proteins) can significantly change the functions of the H3-CBMs, which constitute the genetic bases of certain human genetic diseases.
Many MMAs obtain novel functions through the structure-function mechanism. Some chlorophyll-like MMAs composed of certain proteins can transform CO2 to sugar. Some MMAs composed of certain proteins and DNA molecules can reproduce the DNA molecules through the DNA polymerase activity of the proteins. Some MMAs composed of the bilayer of phospholipids can safeguard water-soluble H2-CBMs and H3-CBMs from degradation by enzymes. The above functions of MMAs facilitate the formation and maintenance of H2-CBMs and H3-CBMs, which, in turn, facilitate the formation and maintenance of MMAs. Furthermore, a very few MMAs can actively absorb water, organic molecules, and solar energy to construct themselves. The emergence of these MMAs represents the origin of life or H4-CBMs, which possess the critical feature of life: reproduction. Reproduction of H4-CBMs can efficiently facilitate the formation and maintenance of H2-CBMs, H3-CBMs, and MMAs within H4-CBMs. Meanwhile, certain structural changes (e.g., genomic changes) of H4-CBMs can significantly change the functions of the H4-CBMs.
Many H5-CBMs obtain novel functions through the structure-function mechanism. For instance, cat cells can neither ran quickly nor catch rats, but cats can. Meanwhile, structural changes of H5-CBMs can significantly change the functions of the H5-CBMs. For instance, inflammatory changes leading to necrosis of heart, brain, and vascular cells kill many humans annually.
Many H6 -CBMs obtain novel functions through the structure-function mechanism. For instance, similar to the breeding of cows by humans for milk, European red ants (Formica rufa) cultivate various species of aphids for collecting the honeydew of aphids, which cannot be realized by a single ant42. Meanwhile, certain structural changes H6-CBMs can significantly change the functions of H6-CBMs. For instance, changes of the leader of a company can significantly change the functions of the company.
Many H5-CBMs obtain novel functions through the structure-function mechanism. For instance, many agricultural companies can reduce overall operating costs, produce better agricultural products (i.e., certain CBMs) through technological complementarity, and obtain a higher market share through market complementarity, after they merge into large agricultural companies, which are HHCBMs, and their production involve the formation and maintenance of CBMs from H2-CBMs to H7-CBMs, including themselves. Meanwhile, certain structural changes H7-CBMs (e.g., changes of the leaders of a country) can significantly change the functions of H6-CBMs. For instance, changes of the leaders of a university or a country can significantly change the functions of the university or the country.

2.3. The Natural Selection Mechanism

2.3.1. Origin and Features of the Natural Selection Mechanism

As elucidated in Section 2.1.2, there are cycles of the formation and degradation of complex CBMs, and many complex CBMs undergo structural and functional changes during these cycles. These cycles hold the following three mathematical logics.
Logic 1: If the total formation of a complex CBM exceeds its total degradation, this complex CBM persists on Earth.
Logic 2: If the ratio of the formation to degradation of a complex CBM exceeds 1 (or falls below 1), the quantity of this complex CBM is increasing (or decreasing) during the relevant period.
Logic 3: If the ratio of the formation to degradation of complex CBM A is greater than that of complex CBM B, the ratio of CBM A versus CBM B in quantity is increasing during the relevant period.
These three mathematical logics constitute the natural selection mechanism of the evolution of CBMs, which has the following features:
(1) Natural selection stems from mathematical logic, which is the essence of its operation. Natural selection in previous theories stems from the survival competition of organisms14, which is a biological phenomenon governed by the mathematical logic.
(2) Natural selection applies to biological evolution, as validated by previous theories14, and it also applies to chemical evolution and social evolution, as suggested by the above three logics.
(3) The overall performance of the formation and maintenance (OPFM) of a complex CBM determines its fate in natural selection according to the three mathematical logics. The OPFM itself is determined not solely by any single component, trait, or hierarchy of the complex CBM, but collectively by all components, traits, and hierarchies of the complex CBM. This suggests that all components, all traits, and all hierarchies of a complex CBM are subject to natural selection. Moreover, certain traits of complex CBMs, such as the running ability of antelopes, the cooperative behavior of wolves, or human individual expertise, can significantly enhance a CBM's OPFM. Consequently, natural selection underscores both all-round development and specialized development.
(4) Natural selection underscores both competition and collaboration, as suggested by Logics 2 and 3 stated above. The competition results in the accumulation of the structural changes (positive selection) that enhance the OPFM of complex CBMs and the elimination of the structural changes (negative selection) that impair the OPFM of complex CBMs. The synergy of positive and negative selection leads to a continuous process of optimizing the internal structures, internal collaboration, and/or internal orderliness of CBMs from H2-CBMs to H7-CBMs. In other words, the advantages of a complex CBM in natural selection usually rely on its internal collaboration. For ants, bees, humans, and other animals living in social groups (H6-CBMs and H7-CBMs), their collaboration is vital for the existence of the relevant social groups.
(5) Natural selection underscores both selfishness and altruism. Selfishness is essential for animals to obtain adequate energy, materials, suitable environments, and mating opportunities to ensure their total formation exceeds their total degradation. Meanwhile, altruism is also widespread throughout evolution. For instance, many molecules act as catalyzers, energy-providers, or constituent materials for the synthesis of other molecules in organisms. Many molecules in H4-CBMs (e.g., bacteria) facilitate the passage of nucleic acids to the next generation. Many cells in H5-CBMs (e.g., rats) facilitate the passage of reproductive cells to the next generation. Many animal individuals in H6-CBMs (e.g., ant colonies) support the reproduction of a few individuals in the social groups, and many human soldiers, policemen, and firefighters in H7-CBMs sacrifice themselves for the benefit of their social groups or other individuals.
(6) Natural selection in CBET underscores inclusiveness. According to Logic 1 stated above, a complex CBM can persist on Earth if its total formation exceeds its total degradation, even if its OPFM is lower than that of its predecessor or other CBMs. Consequently, natural selection permits organisms to have some disadvantages. For instance, many people carry gene mutations linked to genetic diseases, and human neonates are more vulnerable than those of some other mammals. This suggests that some biological traits, such as the long necks of giraffes, can be beneficial, neutral, or detrimental in natural selection. The inclusiveness of natural selection aligns with the prevalence of neutral mutations in genomes14, as these mutations have minimal impacts on the OPFM of the relevant organisms.
(7) Natural selection underscores both inheritable and non-inheritable factors, as they can both affect the OPFM of relevant organisms. For instance, the non-heritable factor of vaccination can increase animals' OPFM, and education can increase humans' OPFM.
(8) Natural selection underscores a balance between resource exploitation and environmental protection. Firstly, whether an HHCBM has sufficient OPFM in natural selection depends not only on its own characteristics but also on the environment, which provides energy and constituent materials for HHCBMs. Secondly, major environmental changes, such as asteroid impacts, can destroy enormous HHCBMs14,16,32.
(9) Natural selection of many CBMs escalates over time, particularly for intra-species competition and those interacting species, such as predators and prey, parasites and hosts, and plants and herbivores. The improvements in the adaptations of one population or species are often offset by the simultaneous evolution of other populations or species. Consequently, even if a population or species is currently dominant, ceasing to evolve could result in being outpaced by other evolving populations or species43.
(10) Natural selection of LHCBMs is frequently affected by HHCBMs, which is detailed below in Section 2.3.2.

2.3.2. Other Effects of the Natural Selection Mechanism

According to the three mathematical logics stated above, natural selection have the following effects on the evolution of CBMs that have not been elucidated above.
(1) The natural selection of many H2-CBMs is affected by certain H3-CBMs (e.g., some enzymes, which can catalyze the production of certain H2-CBMs), H4-CBMs (e.g., bacteria, which can degrade many H3-CBMs into H2-CBMs through catabolism), and H5-CBMs (e.g., trees, which can produce many H2-CBMs through photosynthesis and other chemical reactions). Consequently, nowadays those H2-CBMs involved in the formation of organisms, such as amino acids and nucleotides, or the development of human societies, such as gentamicin and many other chemical drugs, have been prevalent on Earth, and many H2-CBMs not having been involved in the formation of organisms could have been rare on Earth.
(2). The natural selection of many H3-CBMs is affected by certain H4-CBMs (e.g., bacteria, which can degrade many H3-CBMs into H2-CBMs through catabolism and synthesize many H3-CBMs through anabolism), H5-CBMs (e.g., trees, which can produce many H3-CBMs like celluloses, proteins, and nucleic acids), and H6-CBMs (e.g., some companies produce diverse H3-CBMs, which are employed for producing clothes and shoes). Consequently, nowadays those H3-CBMs involved in the formation of organisms, such as proteins and nucleic acids, or the development of human societies, such as polyethylene, polypropylene, and polyvinyl chloride, have been prevalent on Earth, and many H3-CBMs not having been involved in the formation of organisms could have been rare on Earth.
(3) The natural selection of many H4-CBMs is affected by certain H5-CBMs (e.g., rats, which can produce many new cells and kill many old cells every day in their bodies) and H6-CBMs (e.g., some ant colonies, whose development involves the formation and degradation of their cells). Consequently, nowadays those H4-CBMs (e.g., certain fungi, bacteria, and cells of H5-CBMs) involved in the formation of H5-CBMs or the maintenance of human societies (e.g., the production of yogurt or antibiotics) have been prevalent on Earth, and many H4-CBMs harmful to human societies, such as Vibrio cholera and Yersinia pestis, have been controlled on Earth.
(4) The natural selection of many H5-CBMs is affected by certain H6-CBMs (e.g., European red ants, which cultivate various species of aphids for collecting the honeydew of aphids42) and H7-CBMs (e.g., countries, whose management affects the lives of many humans). Consequently, nowadays those H5-CBMs involved in the development of human societies, such as rice, wheat, potatoes, pigs, cows, sheep, and chickens, have been prevalent on Earth, and many H5-CBMs harmful to human societies, such as tigers and opium poppies, have been controlled on Earth.
(5) The natural selection of many H6-CBMs is affected by certain H7-CBMs. For instance, the laws of a country affect the fortunes of many companies in the country. Furthermore, natural selection can lead to the improvement in the management of H6-CBMs. Well managed H6-CBMs have some advantages in natural selection as they can significantly reduce internal competition and struggles, as well as utilize collective advantages to obtain energy and relevant materials to reproduce and maintain them and fight against predators. For instance, certain ants, such as Atta colombica, can cultivate fungi as a primary food source44, which cannot be realized by a single ant. Consequently, although sometimes social animals require individuals to sacrifice their freedom and even their lives for the benefit of others, social animals typically have significantly longer lifespans compared to their counterparts without sociality within the same taxa32−33. For instance, the naked mole rat (Heterocephalus glaber) living in society has a lifespan of up to 30 years, several times longer than that of other rodents45. On the other hand, the natural selection advantages of animal social groups also lead to sometimes intense competition or conflicts between animal social groups. For instance, battles between ant colonies can result in ant massacres46.
(6) Natural selection can lead to the improvement of the management of H7-CBMs. Well managed H7-CBMs have some advantages in natural selection as they can significantly reduce internal competition and struggles, as well as utilize collective advantages to obtain energy and relevant materials to reproduce and maintain them and fight against enemies. Usually large, well-managed H7-CBMs have more advantages in exploiting energy and other resources, fighting against invaders, and minimizing inner conflicts, and are thus usually more advantageous than small, well-managed H7-CBMs in natural selection. Consequently, human social groups have grown in size, from clans to tribes, tribal alliances, nations, and national alliances during the past thousands of years. The advantages of well-managed H7-CBMs in natural selection have also escalated the competition and conflicts among H7-CBMs, encompassing international wars. In 2022, global military expenditure topped $2.2 trillion, with 238,000 lives lost to warfare47. Technological advancements, like nuclear weaponry and artificial intelligence, have greatly enhanced the potential for destruction in international wars, jeopardizing both humanity and Earth. Similar to the situation where a harmonious nation can prevent economic loss and death from civil wars, the staggering military costs, fatalities, and threats to humanity and Earth could be averted if all nations on Earth are unified into a single, harmonious entity.

2.4. The Synergy of the Three Mechanisms Leads to Evolution

2.4.1. Synergy of the Three Mechanisms

As outlined in Figure 2, the synergy of the above three mechanisms hierarchically escalates the complexity of CBMs, increases the abundance, diversity, and orderliness of complex CBMs, leading to chemical, biological, and social evolution on Earth.
Firstly, the driving force mechanism, which arises from the combination of energy and certain features of relevant CBMs, hierarchically escalates the complexity of CBMs and leads to the repeated cycles of the formation and degradation of complex CBMs (Section 2.1). Secondly, the hierarchical escalation in the complexity of CBMs and structural changes of complex CBMs during the repeated cycles can generate new functions, which can be beneficial, harmful, or neutral to enhance the OPFM of complex CBMs. This constitutes the structure-function mechanism (Section 2.2). Thirdly, in mathematics, those functions beneficial to enhance the OPFM of certain complex CBMs, along with the relevant structural changes, will be relatively more abundant on Earth, which constitutes the natural selection mechanism, leading to continuous structural and functional optimization of complex CBMs (Section 2.3).
The natural selection mechanism allows certain complex CBMs to tend to form and maintain their bodies using less energy and materials. Meanwhile, the driving force mechanism and the structure-function mechanism collectively allow certain other complex CBMs to tend to form and maintain their bodies using more energy and materials. For example, many primates have become larger in body sizes than their earliest ancestors, which could be as small as mice48.
The evolution of CBMs significantly impacts itself. It stores energy, prepares constituent materials, produces catalyzers, generates novel functions, and escalates the natural selection pressure for its subsequent stages (Figure 2). Furthermore, the evolution of CBMs substantially modifies Earth's surface and environment, leading to opportunities, competition, or disasters for certain CBMs43,49. For instance, the increase in photosynthetic bacteria around 2.5 billion years ago likely resulted in a significant increase in the concentration of oxygen in the air, posing a disaster for anaerobic bacteria and opportunities for aerobic bacteria14,49.

3. Novelties of CBET

CBET carries the following important novelties.
(1) In general science and philosophy, CBET offers the first explicit and holistic explanation for chemical, biological, and social evolution, from both a bird's-eye view and an introspective view. In contrast, previous studies have yet to provide an explicit and holistic explanation for the whole evolution of CBMs.
(2) In general science and philosophy, CBET recognizes the complexity of evolution and innovatively employs the synergy of three mechanisms to explain evolution, while previous studies underestimated the complexity of evolution and tried to explain evolution using a single mechanism, such as natural selection in Darwin's theory14, entropy dissipation into the surroundings in Schrödinger's negative entropy notion2, self-organization in Prigogine's dissipative structure theory3, the constructal law50, the maximum entropy production hypothesis4, the free-energy principle51, Eigen's hypothesis of hypercycles proposed for interpreting the origin of life52, and the RNA world hypothesis53. These one-single-mechanism theories or hypotheses are either elusive or incomplete, primarily focusing on specific aspects of chemical, biological, or social evolution using an introspective methodology. Additionally, Eigen's hypothesis of hypercycles and the RNA world hypothesis both underscored the organic syntheses of a few kinds of special molecules through autocatalysis52,53, while CBET underscores allocatalysis and collaboration of various common CBMs (Sections 2.1−2.4). Autocatalysis is much rarer than allocatalysis both in biosphere and abiotic environments8,39,−41, and should be thus much less important than allocatalysis for evolution.
(3) In general science and philosophy, the three evolutionary mechanisms revealed by this article innovatively clarify the intricate relationships among the five basic concepts associated with evolution: materials, energy, structures, functions, and orderliness (Figure 2). In contrast, the relationships of these basic concepts have been frequently entangled with certain elusive notions associated with entropy54, as shown in the following paragraph.
(4) In physics, CBET innovatively interprets the relationships between the second law of thermodynamics and evolution. It is widely believed that entropy represents disorder and consequently, the second law of thermodynamics, which seems to validate that many systems tend to increase their entropy and become more disordered, contradicts evolution1−3,50,54. Creationists have exploited this perceived contradiction to argue against evolution1,55. Some influential theories, such as Schrödinger's negative entropy theory and Prigogine's dissipative structure theory, accepted and reconciled this contradiction by suggesting that open systems (like organisms) can gain orderliness not through natural selection but through the dissipation of entropy into the environment2,3. In contrast, CBET embraces the new notion that entropy does not represent disorder54,56, as entropy is analogous to energy with the unit of joule/kelvin, representing the quotient of heat energy and the corresponding thermodynamic temperature, while disorder refers to chaos, untidiness, or abnormalities, and is not analogous to energy54,56. The unit of disorder is not joule/kelvin, either. Consequently, CBET supports the new notion that the second law of thermodynamics does not suggest that many systems tend to become more disordered and hence this law does not contradict evolution54,56. Moreover, CBET clarifies that this thermodynamic law is highly associated with the driving force of evolution (Section 2.1), which aligns with some other research reports50,55.
(5) In biology, as elucidated in Section 2.1, CBET reveals the driving force of biological evolution in terms of energy. Previous studies posited that natural selection, mutations, or genetic drift are the driving forces of evolution57−59, but these factors require energy and do not provide energy.
(6) In biology, as elucidated in Section 2.3, CBET provides novel and comprehensive explanations for the mathematical essence of natural selection, the targets of natural selection, and biological altruism from a bird's-eye view.
(7) In biology, the inclusiveness of natural selection, along with the driving force mechanism and the structure-function mechanism, innovatively and explicitly interprets the increasing biodiversity on Earth and certain macroevolution events. For instance, organisms, multicellular organisms, and endothermic animals are not inherently fitter than inanimate materials, unicellular organisms, and ectothermic animals, respectively, yet their total formation can all exceed their total degradation due to some functions generated by the structure-function mechanism, the energy supplied by the driving force mechanism, and the materials supported by the environment. In contrast, previous theories emphasized the fierce competition in natural selection, which was expressed as “survival of the fittest” in Darwin's theory and “gradual replacement of populations with those carrying advantageous mutations” in the Modern Synthesis14. These previous theories could not explain the above macroevolution events1.
(8) In biology, neither Darwin's natural selection nor the Modern Synthesis can incorporate non-random mutations60,61, neutral mutations14, epigenetic changes62,63, and non-heritable strengths14, which are prevalent in or important for numerous organisms. In contrast, CBET can innovatively incorporate these facts, as non-random mutations and epigenetic changes can be realized through the structure-function mechanism, neutral mutations affect little the OPFM of organisms, and epigenetic changes and certain non-heritable strengths can significantly affect the OPFM of organisms4.
(9) In social sciences, CBET innovatively uncovers the natural roots of the balance between multiple crucial and seemingly paradoxical social notions, such as all-round development versus specialized development, inclusiveness versus elimination, collaboration versus competition, altruism versus selfishness, and resource exploitation versus environmental protection (Section 2.3). Accordingly, CBET advocates for the balanced and harmonious development of human society. Historically, nations that adopted relatively balanced and harmonious development in their social governance often performed powerfully in international competitions64. CBET also suggests that all nations should be unified in the future into a single, harmonious entity to avoid too expensive and disastrous international wars (Section 2.3). In contrast, Darwin's natural selection only emphasizes selfishness, competition, and the elimination of the less advantaged and has been used to rationalize wars, colonialism, slavery, racism, and genocide15.
(10) CBET highlights the structural hierarchies of CBMs or organisms using the innovative terminology of the eight hierarchies of CBMs. Although hierarchies have also been highlighted for decades or even hundreds of years in the research of evolutionary theories65, previous research has neither systematically categorized CBMs into the eight hierarchies nor utilized structural hierarchies to deduce the driving force and mechanisms of the evolution of CBMs 65.

4. Credibility of CBET

CBET is credible for the following reasons:
(1) CBET is developed through the integration of various well-established principles and knowledge from physics, chemistry, biology, and social sciences, and the integration utilizes precise logic and terminology, such as the eight hierarchies of CBMs, making CBET a coherent and self-consistent theory.
(2) CBET contains neither elusive nor weird concepts. Meanwhile, to our knowledge, CBET does not contradict any established facts across physics, chemistry, biology, geology, astronomy, and social sciences.
(3) The rapid advancements in scientific research in physics, chemistry, biology, geology, astronomy, and social sciences over the past two centuries have revealed numerous factors critical for the evolution of CBMs (Sections 2.1−2.4). CBET precisely integrates and aligns with these numerous critical factors. In contrast, previous research typically emphasized only a limited number of critical factors. For instance, the Modern Synthesis did not address the chemical properties of carbon atoms, the laws of thermodynamics, the reactions of organic chemistry, or the inclusiveness of social sciences.
(4) CBET avoids diverse pitfalls, such as the misconceptions that entropy is a measure of disorder and that the second law of thermodynamics contradicts evolution1,54,56. While many previous studies fell into certain pitfalls.
(5) As shown in Section 3, CBET is superior to other theories in explaining multiple evolutionary issues, which reinforces its credibility.

5. Conclusions and Outlook

The evolutionary theory of CBET, as delineated in this article through the synthesis of well-established principles and interdisciplinary knowledge, offers a clear, evidence-supported, and comprehensive explanation for chemical, biological, and social evolution. It clarifies the intricate relationships between materials, energy, structures, functions, and orderliness. Additionally, it reveals the natural roots of multiple crucial social notions. As such, it has the potential to bridge natural sciences and social sciences.
As a novel theory, CBET would benefit from additional validation and refinement. Should it gain widespread acceptance, CBET could be a basic theory of sciences, directing research across a variety of scientific disciplines. Also, CBET can guide the rational development of human society because it advocates for the balanced, harmonious, and peaceful development of human societies.

Supplementary Materials

The following supporting information can be downloaded at the website of this paper posted on Preprints.org.

Author Contributions

JMC and JWC conceptualized, designed, and performed this study. JMC wrote this article and JMC and JWC revised this article. JMC acquired the fund.

Acknowledgments

The authors thank Meng Yang and Yiqing Chen for their numerous constructive comments. This work was supported by the High-Level Talent Fund of Foshan University (No. 20210036).

Conflicts of Interest

The authors declare no competing interests.

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Figure 1. Energy-associated formation and degradation of complex carbon-based materials (CBMs). With the restrictions of certain structural or functional features of the relevant CBMs, some energy on Earth constitutes the driving force of the evolution of CBMs, which hierarchically escalates the complexity of CBMs.
Figure 1. Energy-associated formation and degradation of complex carbon-based materials (CBMs). With the restrictions of certain structural or functional features of the relevant CBMs, some energy on Earth constitutes the driving force of the evolution of CBMs, which hierarchically escalates the complexity of CBMs.
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Figure 2. The three mechanisms of the evolution of carbon-based materials (CBMs). With the restrictions of certain features of relevant CBMs, some energy on Earth hierarchically escalates the complexity of CBMs and leads to the repeated cycles of the formation and degradation of complex CBMs (the driving force mechanism). The structural changes of complex CBMs during the repeated cycles can generate new functions of complex CBMs (the structure-function mechanism). In mathematics, those functions beneficial to enhance the overall performance of formation and maintenance (OPFM) of complex CBMs, along with the relevant structural changes, will be relatively more abundant on Earth, leading to continuous structural and functional optimization of complex CBMs (the natural selection mechanism).
Figure 2. The three mechanisms of the evolution of carbon-based materials (CBMs). With the restrictions of certain features of relevant CBMs, some energy on Earth hierarchically escalates the complexity of CBMs and leads to the repeated cycles of the formation and degradation of complex CBMs (the driving force mechanism). The structural changes of complex CBMs during the repeated cycles can generate new functions of complex CBMs (the structure-function mechanism). In mathematics, those functions beneficial to enhance the overall performance of formation and maintenance (OPFM) of complex CBMs, along with the relevant structural changes, will be relatively more abundant on Earth, leading to continuous structural and functional optimization of complex CBMs (the natural selection mechanism).
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